Securities & Financial

From banks and venture capital firms¾ to mortgage lenders and credit card companies, BrownWinick’s experienced attorneys represent financial institutions in a variety of securities and financial litigation matters including: compliance for private and public equity and debt offerings; negotiations with underwriters; registration statements; private placement memoranda; compliance with periodic reporting and proxy solicitation requirements of the SEC; public disclosure and insider trading matters.

Securities & Financial Attorneys

headshot of William C. Brown

William C. Brown

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headshot of Michael A. Dee

Michael A. Dee

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headshot of Brian P. Rickert

Brian P. Rickert

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